Work-from-Home and the Risk of Securities Misconduct
#operationalrisk #oprisk #fraud #marketabuse #riskmanagement "Our DD analysis reveals that #workingfromhome lowers the likelihood of...
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Rechercher
- 12 oct. 2021
Say on Pay Laws and Insider Trading
#oprisk #insidertrading #operationalrisk #internalfraud #fraud
- 6 oct. 2021
Abus de marché : quel dispositif en période de forte volatilité ?
#abusdemarché #conformité #oprisk #risqueopérationnel
- 1 oct. 2021
Deploying Opportunistic Data to Improve Anti-Money Laundering National Risk Assessments
#FATF #oprisk #operationalrisk #aml #amlcompliance #riskassessment #antimoneylaundering
- 1 oct. 2021
Comparing Sovereign Debt Rating consistency with Sovereign AML Rating Accuracy
#FATF #oprisk #operationalrisk #aml #amlcompliance #riskassessment #antimoneylaundering
- 1 oct. 2021
Applications of Data Mining in Finance
#datamining #financialfraud #operationalrisk #oprisk
- 27 sept. 2021
AFME: Pandemic forced better data and technology resilience to combat operational risk
#oprisk #pandemic #operationalrisk #itresilience #afme #thirdpartyrisk
- 23 sept. 2021
Insurance industry: Vote for risk-based supervision
#oprisk #insurance #operationalrisk #riskbased #supervision
- 15 sept. 2021
Exchanges Can Help Participants Minimize Operational Risks
#exchanges #operationalrisk #oprisk
- 14 sept. 2021
Ex-Wells Fargo execs square off with U.S. regulator in trial over phony account scandal
#oprisk #occ #operationalrisk #wellsfargo #fraud
- 9 sept. 2021
COVID Response – Credit Risk Management September 2021
#oprisk #operationalrisk #riskmanagement #sgx #singapore
- 7 sept. 2021
A New Methodology for Modelling Operational Risk using Skew t Copula and Bayesian Inference
#oprisk #operationalrisk #montecarlo #capitalrequirements #bayesian #riskmanagement #riskanalysis #markovchain
- 3 sept. 2021
Modernizing Operational Risk Management Survey 2021
#oprisk #compliance #operationalrisk #dataprotection #cyberrisk #oceg #thirdpartyrisk
- 31 août 2021
Conducting Due Diligence on Financial Technology Companies: A Guide for Community Banks
#oprisk #duediligence #compliance #bankingindustry #operationalrisk #outsourcing #riskmanagement #operationalresilience
- 31 août 2021
Le médiateur des assurances s’attaque aux clauses d’exclusion “floues” et à
#oprisk #venteforcée #médiateur #assurances #risqueopérationnel
- 30 août 2021
Insurers’ operational risk losses spiked in 2020 – report
#oprisk #covid #insurance #operationalrisk #orx #losses
- 23 août 2021
The Economic Cost of a Fat Finger Mistake: A Comparative Case Study from Samsung Securities’s Ghost
#oprisk #operationalrisk #misclicks #fatfinguer #humanerror
- 23 août 2021
An Approach to Simultaneously Assess Operational Risk and Maturity Levels in Information Technology
#oprisk #maturitylevel #it #operationalrisk #riskmanagement
- 20 août 2021
Climate risk becomes urgent ESG issue for insurance industry
#oprisk #climaterisk #operationalrisk #ESG #insurers
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